Saturday, 27 July 2013

Asthma

An Evaluation of Current Research 
Jimi Windmills

Epidemiology

Asthma is characterised by airway hypersensitivity to a variety of stimuli leading to chronic airway inflammation and obstruction. It is considered to be partially reversible, with treatment or by spontaneous resolution (Tortora and Derrickson 2009: 913). Asthma affects 3-5% of the US population and 300 million worldwide, with a steadily increasing prevalence, particularly in westernised countries. Asthma is more common in children, especially boys. However, after puberty, it more commonly affects females (Tortora and Derrickson 2009: 913; Boon et al. 2006: 670).

Aetiology and Pathogenesis

The Aetiology of asthma is complicated, and involves various environmental and genetic determinants (Boon et al, 2006: 670). People with asthma often react to triggering stimuli in concentrations too low to cause problems for people without asthma. Common triggers include allergens such as pollen, moulds, dust mites, and aspirin. Asthma attacks can also be provoked by exercise, emotional upset and breathing cold air or cigarette smoke. The resulting airway obstruction in the early (acute) phase response is due to smooth muscle spasms in the smaller bronchi and bronchioles, and may be contributed to by increased mucous secretion, oedema of the mucosa of the airways, or damage to the epithelium of the airway (Tortora and Derrickson 2009: 913). In the late phase (chronic) response we generally see inflammation, oedema, fibrosis, and necrosis of bronchial epithelial cells. These responses are mediated by leukotrienes, prostoglandins, thromboxane, platelet-activating factor, and histamine (Tortora and Derrickson 2009: 913).
Symptoms include coughing, wheezing, difficult breathing, fatigue, moist skin, chest tightness, tachycardia, and anxiety. In severe chronic cases, remodelling of the airway can occur, which may progress further to fibrosis of the wall of the airway, fixed narrowing of the airway, and a reduced response to inhaled medication (Boom et al, 2006: 671).

Diagnosis and Treatment

Asthma is diagnosed on the basis of a comparable clinical history, and demonstrated airflow obstruction. Diurnal (measured first thing in the morning and before bed) variation of more than 20% in peak expiratory flow (PEF) is diagnostic of asthma, and the degree of variability is an indication of the severity of the condition (Boon et al. 2006: 673). Treatment of asthma most commonly utilises inhaled B2-adrenoceptor agonists, and corticosteroids
Treatment of asthma in western medicine generally follows an established, five-tier system, where treatment becomes more intense until the condition stabilises, and then is gradually reduced, as the patients symptoms become less severe, and less frequent.
Acute attacks are treated with inhaled B2-adrenoceptor agonists (albuterol) which help relax the smooth muscles in the bronchioles and dilate the airways. Long-term treatment of asthma attempts to suppress the underlying inflammation. Anti-inflammatory drugs are used most often, especially inhaled corticosteroids (glucocorticoids), cromolyn sodium, and leukotriene blockers.
Patient education and avoidance of aggravating factors play a key part of the management of asthma. Patients should be advised not to smoke, and encouraged to identify other triggers, and remove them from the home environment (Boon et al 2006: 675-6).

TCM Background Asthma

Asthma, in Traditional Chinese Medicine (TCM), is called Xiao Chuan. Xiao refers to patterns of rapid shallow breathing, with wheezing, while Chuan refers to breathing which is laboured, through the mouth, with elevated shoulders and flared nostrils, breathing is so difficult that patients are unable to breath when lying flat (Wu and Fischer 2009: 28). According to Wu and Fischer, it is often difficult in practise to differentiate which pattern is predominant during an acute asthma attack, so the patterns of Xiao Zheng (Wheezing) and Chuan Zheng (Breathlessness) are often considered together (2009: 28).

Aetiology and Pathogenesis

The aetiology of asthma, according to Wu and Fischer include the six external influences, disruption of the seven emotions, improper diet and eating habits, stress and over-strain and extended illness where the physical condition is frail. However, it is noted that in Xiao conditions, the primary factor is chronic phlegm in the lung, with external pathogens and internal disharmony playing a lesser, although still important role (2009: 28).
According to Anshen Shi, asthma is considered to be a disease of latent phlegm in the lung, which is triggered by an external pathogenic influence (Shi 2003: 336). The primary aetiology of asthma in this view is phlegm. This phlegm is the result of the bodies inability to properly distribute and process fluids in an appropriate manner.
[Phlegm] results from failure of the lungs to distribute and disseminate fluids adequately, or from failure of the spleen to transform and transport fluids, or from failure of the kidneys to steam and transform fluids. Phlegm forms, accumulates and lies in the lung; latent phlegm can be stirred by weather changes (exterior wind carrying allergens), improper diet, emotional stress, and exertion (Shi 2003: 336).
This latent phlegm obstructs the airways, and impairs the lungs dispersing and descending of lung qi, which causes wheezing, breathlessness, chest congestion and a productive cough.

Patterns of Asthma

There seems to be a general consensus on the patterns of asthma. Most authors split the patterns into excess type, and deficient type asthma. Excess patterns of asthma are usually invasion of wind-cold/heat, and accumulation of phlegm/phlegm-heat in the lung. Deficient patterns are most often vacuity of the lung, and vacuity of the kidney.
A notable exception to the two excess and two deficient pattern trend comes from Cheng, who lists four deficient patterns; Asthma combined with lung qi deficiency, asthma combined with spleen qi deficiency, asthma combined with kidney deficiency, and asthma combined with heart qi and yang deficiency.
Shi, unique amongst all other authors, treats the conditions of Xiao and Chuan separately. Xiao Zheng (wheezing) has excess and deficient patterns, which Shi correlates with acute attack and remission phase asthma. In the acute phase, he gives us cold pattern and heat pattern, and in the remission phase, he lists lung deficiency, spleen deficiency, and kidney deficiency (Shi 2003: 21). Shi lists five excess patterns of Chuan Zheng (breathlessness); Wind cold invading the lung, turbid phlegm accumulation in the lung, phlegm-heat accumulation in the lung, stagnant qi obstructing the lung, and exterior cold with lung heat. The deficient patterns are lung deficiency and kidney deficiency (Shi 3002: 27). See appendix 1 for a full table of patterns.

Critical Analysis

In this section, after a brief report of the setting and methods of each study, I will critique aspects of each clinical trial against the consort check list and STRICTA guidelines, and score the study on the JADAD scale.

Databases and Journals

Search terms employed to identify relevant studies; Acupuncture, Asthma, Randomised Controlled Trial (RCT), Xiao Chuan, Childhood, Paediatric, Breathlessness, and Wheezing.
The following databases were searched; The Cochrane Library, PubMed/Medline, ScienceDirect, EBSCOhost, and Google Scholar.
This resulted in 24 articles of interest from 1996 - 2012, relating to the topic of asthma and acupuncture. Some of these were systematic reviews or meta analysis, some related to laser acupuncture, and some considered other modalities alongside acupuncture.

Paper 1.

Joos S, Schott C, Zho H, Daniel V, Martin E 2000. 'Immunomodulatory Effects of Acupuncture in the Treatment of Allergic Asthma: A Randomized Controlled Study', The Journal of Alternative and Complementary Medicine, vol. 6, no. 6, pp. 519-525.

Objectives and Methods

The authors stated objective was to investigate the immunological effects of Chinese acupuncture on patients with allergic asthma.
Setting
Department of Anaesthetics of the University of Heidelberg

Recruitment and Inclusion /Exclusion

Patients were recruited from two pulmonologic practises and via newspaper advertisements. Patients were included with mild to moderately severe bronchial allergic asthma, with at least one positive reaction to a prick test, perennial symptoms and regular use of anti-asthmatic medication. Other inclusion criteria was a disease duration of minimum 1 year and maximum of 20 years.
Patients were excluded if they had any other serious disease, or were undergoing any other type of therapy, including psychotherapy. Patients were also excluded if they were using oral steroids in doses larger than 7.5mg of Prednisone a day.

Power calculation

There was no power calculation performed to determine the number needed to treat. There was no other rationale reported as to how the number of participants needed was determined. In the discussion the author acknowledges that the study was most likely underpowered to be able to demonstrate a broader improvement in immune response.

Randomisation and Blinding

This study was a single blinded, randomised controlled trial. Patients were stratified according to their age and duration of disease. Randomisation was performed in groups of 6 to 10 patients using numbered envelopes.

Dropouts

There were no drop-outs in this study. All patients completed the study, however there were two exclusions that occurred along the way. One of the control patients was excluded since she became pregnant during the study. One of the TCM treatment group patients was excluded because of missing immunologic data.

Practitioner

Dr. H. Zho, an experienced acupuncturist from China, who works in the Department of Anaesthetics at the Heidelberg University, where the study was conducted.

Pattern Differentiation, Point Prescription, and Treatment

Dr. Zho performed a TCM differential diagnosis, and a set of fixed points were used, these being; BL 13, BL 17, LI 4 and LU 7. To these points Dr. Zho added others, based on his diagnosis, including; LU 5, LU 6, ST 36, ST 40, KI 3, KI 7, SP 6, SP 9, CV 6, CV 12, and HT 7.
Needles used were Asia-Med brand needles manufactured in Germany. All points were needled to a depth of 0.3 – 3cm, and de qi sensation was elicited from each point upon insertion of the needles, and again before they were removed. Treatments were conducted for 30 minutes, 12 times during the 4 weeks of the trial.

Control Group

This was not a placebo controlled trial, the treatment group was compared to a control group who received points that were selected by Dr. Zho, deemed to be non-specific to the treatment of acupuncture. The control group, like the treatment group received a fixed set of points; TE 3, TE 19, GB 8, and GB 34, and additional points randomly chosen from the following set; BL 38, BL 55, ST 4, ST 6, ST 32, TE 14, TE 25, and SI 5. These points were needled superficially, less then 1cm depth, and given no stimulation.

Outcome Measurements and Results

The authors report a statistically significant improvement in the general well being of the treatment group over the control group. However, the most interesting results of this study are the immunologic changes that were measured. In the TCM treatment group CD3+ lymphocytes increased by 16%, and CD4+ cells by 14%. CD8+, and CD25+ cells had non-significant increases. There were also significant changes in cytokine levels, IL-6 and IL-10 concentrations decreased, while IL-8 increased. The in vitro lymphocyte proliferation rate in the treatment group increased by 83%, and the eosinophil count decreased by 25%. In the control group on only the CD4+ lymphocytes showed a change (22% increase), and there were no significant changes to cytokine concentrations or in vitro lymphocyte proliferation rates. It was not reported that the data collation and statistical analysis was performed by an external competent blinded assessor.

Exit Questionnaire

There was no reported exit questionnaire to determine the success of the blinding

Criticisms

Practitioner

The diagnosis and point prescription was described as being made by an experienced practitioner, Dr H. Zho. We are not actually provided with his credentials except that he is from China, which is not necessarily an indication of skill or experience, and that he works in the Anaesthetics department at the University of Heidelberg, again not an indication of experience or skill as an acupuncturist. All we have to go on, to determine his skill as an acupuncturist, is that we are told he was able to perform a TCM differential diagnosis, including tongue and pulse, which would require at least some knowledge of TCM, and that his point prescription seems reasonable as a treatment for asthma.
The actual treatment of patients was performed by medical students, not Dr. Zho, and not acupuncture students or qualified practitioners. These medical students had six months training from Dr. Zho to 'achieve a comparable qualification' (Joos et al. 2000: 521). I'm not exactly sure what is intended by this statement. If it means that in six months, they had achieved a comparable level of skill and TCM knowledge to their mentor, then perhaps Dr. Zho was a “medical acupuncturist” who himself had had just six months of training. Then again he may have been a 70 year old master acupuncturist with 50 years of experience, and this is just some obscure remark by the author. Without his qualifications being reported we just do not know.

Treatment

We are to assume that all point locations are standard locations. However this is troublesome, since it depends upon whose standards you are treating in accordance with. The author makes no mention of which standard they are basing their location on, and in lieu of a reported standard, gives no anatomical description of the locations of any points.
We are told exactly which points were used as fixed points in every patient in the TCM treatment groups point prescription. However Dr. Zho's pattern specific points are not thoroughly documented. The author states that Dr Zho prescribed 'flexible points, which were variable added in accordance to the Chinese diagnosis (e.g., LU 5, LU6 […]' (2000: 521) etc. as I have listed in the above section on treatment. This is terrible reporting, in this statement, the only such listing of points in the study we are given an “e.g.”, an example of other points employed in the treatment. From this I can only conclude that we have not been provided with an exhaustive list of the points employed throughout the study. Neither were we given any information about the needles used other than their brand, or whether points were needled bilaterally or unilaterally.
This treatment would have benefited greatly from a justification for the point selection, and a demonstration of the historic usage of these specific points for asthma. In the interests of consistent treatment within the groups, a fixed point prescription would have lent greater cohesion to the study. Also, reassessing a patient and changing a point prescription after a course of treatment in a private acupuncture clinic, is a well established and acceptable practise. However, doing so during the course of a clinical trial is akin to running a pharmaceutical trial and changing dosages or even switching medications entirely in the middle of the trial based on how the patient is responding to the treatment. In the end, we do not know which set of points are responsible for the measured immunologic changes at the end of the study.

Control Treatment

The authors acknowledge the fundamental problem of using acupuncture of any kind as a control. They themselves state;
'On the one hand, the control procedure should be indistinguishable from the real treatment, which means penetration of the skin is necessary to produce pain sensation. On the other hand, the placebo has to be physically inert otherwise it is called sham control [...]. However, any needling or manipulation of the skin is believed to produce a physiologic response. Keeping these much discussed considerations in mind, it can be concluded that there is no acceptable placebo for acupuncture research' (Joos et al. 2000: 524).
The point selection for the control is interesting then, since all the fixed points have some action that affects the areas of the chest and/or throat. According to Deadman et al. the following points have these actions;
  • TE 3 – throat painful obstruction (2007: 394).
  • TE 19 – indicated for fright, pain of the chest and lateral costal region, and dyspnoea (2007: 409).
  • GB 8 – eliminates wind, and harmonises the diaphragm and stomach (2007: 427)
  • GB – 34 – spreads liver qi and benefits the lateral costal region, treats all disorders of the lateral costal region, expels pathogens from the shaoyang [which runs over the lungs in the costal region and over the top of the lungs, on the upper back and shoulders] (2011: GB-34).
Now these might not be the first points you would pick to treat asthma, but they obviously have a general, if not a specific effect on the lungs and throat. Without looking at the specific actions and indications of the variable points in the control treatment, I would note that the channels on which they are located (bladder, stomach, triple energiser [San Jiao] and small intestine), all travel over the area of the lungs/throat.

Outcomes and Conclusions

This study is interesting in that, unlike others studies, the effects of acupuncture as a treatment for asthma are not measured by lung function, but rather by measuring immunologic blood parameters. This is a stated goal of the study and they certainly achieved some interesting results. I find it interesting that while pulmonary function tests were performed at the beginning of the study (FEV1 - forced expiratory volume in 1 second), the only actual measurement of improvement in the patient’s condition taken at the end of the study, is their subjectively reported general wellbeing. On top of this, there is no explanation of how general wellbeing was measured except that patients were asked at the end of the study if they thought their general wellbeing had improved, and the answers were recorded by their practitioners. This seems very sloppy, as there is no baseline being measured at the beginning of the study, and there is no particular scale, or specific wellbeing questionnaire used to make any sort of accurate or objective measurement. In this study, given the sloppy measurement and reporting of wellbeing, and given that no pulmonary function tests were taken after the course of treatment, I do not think that the authors conclusion that acupuncture is an effective treatment for patients with allergic asthma is at all valid. Rather, as the authors have stated, acupuncture does seem to have a strong immunomodulatory effect in patients suffering allergic asthma, but without pulmonary function tests it is not a valid conclusion to say that this correlates to an improvement in the severity of frequency of the patient’s condition.

JADAD

Jadad Calculation

Score
Was the study randomised
0/1
1
Was the randomisation method appropriate
0/1
1
Double Blinded
0/1
0
Blinding described and appropriate
0/1
1
Description of withdrawals and dropouts
0/1
1
Randomisation described but inappropriate
0/-1
0
Described as double blind but blinding inappropriate
0/-1
0
Total Jadad Score

4

Paper 2.


Schween S, Vogt L, Minakawa S, Eichmann D, Welle S, Stachow R, Banzer W 2011. 'Acupuncture in Children and Adolescents with Bronchial Asthma: A Randomised Controlled Study', Complementary Therapies in Medicine, vol. 19, pp. 239-246.

Objectives and Methods

The objective of this clinical trial was to collect data in the field of paediatric pulmonology and acupuncture on the basis of a randomised clinical trial. The study aimed to evaluate the immediate effects of acupuncture as an adjunctive treatment in children and adolescents with mild to severe bronchial asthma.

Setting

This study was set in an inpatient rehabilitation centre, It does not report the location of the centre nor does it report exactly what type of rehabilitation typically occurs there. We can only assume that it is an inpatient rehabilitation centre for those with chronic respiratory conditions.

Recruitment and Inclusion / Exclusion

The inclusion criteria for the study was children between 12 and 17 years of age with bronchial asthma who were currently being treated with chronic use of inhaled corticosteroids. These patients were assigned randomly to either the acupuncture or control group. Patients with diseases which might have affected the development of asthma, for example, obesity, were excluded. As was any patients who had been assigned to the non-acupuncture group who expressed a desire to be included in the acupuncture group.
Power Calculation
Power calculation was performed using specific software, and taking into consideration previous research. The total sample size needed was 47 in each group, a total of 94 patients. Taking into account a 30% dropout rate 130 patients were recruited for the study.
Randomisation and Blinding
The study was randomised, but there is no mention of the method of randomisation. There was no blinding attempted in this study. Since there were only two groups, one who underwent the normal rehabilitation programme, and the other who participated in the same program, but also received acupuncture, it was quite obvious who was, and who was not in the acupuncture group. In their discussion, the authors point out the fundamental flaws in placebo and sham acupuncture as control methods, and deliberately avoided using them.
Dropouts
Full data was collected for 93 subjects, 46 in the acupuncture group, and 47 in the control group. There was an overall dropout rate of 27%. Reasons reported for exiting the study were life events, health issues and lack of personal motivation.
Practitioner
The authors report that the acupuncture was performed by three acupuncturists, belonging to the German Medical Acupuncture Association. These medical acupuncturists had many years of experience in practical acupuncture.
Pattern Differentiation, Point Prescription, and Treatment
Acupuncture treatment happened three times per week for each participant in the acupuncture treatment group. The treatment consisted of 3 fixed points; BL 13, CV 17, and LU 7, and then a number of individual points between 2 and 6, that were specific to the patients TCM diagnosis. Examples of these variable points are ST 40, KI 6, LI 11, ST 41, and BL 42. de qi was attained at each point, and needles were retained for 30 minutes. The needles used were uncoated steel acupuncture needles, 0.18 x 13mm, and 0.3 x 30mm.
Control Group
The control group in this study, instead of receiving acupuncture, attended a group discussion to clarify questions on the topic of the study, to explain their role as reference patients and to motivate them to continue in the study.
Outcome Measurements and Results
This study found comparable results between both groups. There were no improvement differences between the groups in lung function, provocation testing and quality of life scores. At the end of the study, 50% of patients had reduced medication use but there was no significant difference between the groups.
In the discussion the authors report that there was a significant therapeutic effect of acupuncture in regard to bronchial hyper-reactivity (PEF measurement), which indicates better asthma control since it points to a reduction of inflammatory cytokines, and processes in the bronchial mucosa. The authors also report a significant decrease in anxiety sensation in the acupuncture group.
Exit Questionnaire
Since there was no blinding, there was no exit questionnaire to determine its success. The patients were asked four months after the study to rate their quality of life, and the majority reported a continued improvement of the subjective quality of life. The authors do not attribute this to acupuncture, as the change was the same in both groups.

Criticisms

Practitioner
The authors of the study reported that the 'acupuncture was carried out by three acupuncture physicians with many years continuous experience of practical acupuncture' (2011: 240), who were members of the 'German Medical Acupuncture Association' (2011: 240). The authors fail to report the actual qualifications of these “medical acupuncturists”.
My main contention here is the distinction that is often present between a real TCM acupuncturist, and these so called “medical acupuncturists”. Citing a number of years of experience of practical acupuncture means nothing. If I, having attended a few weekend seminars on “medical acupuncture”, go off and for the next 25 years stick needles in people I can say I have many years experience of physically needling people and yet have absolutely no understanding of TCM theory. The term the authors use is practical acupuncture. This is a far cry from being a true TCM acupuncturist who has completed a degree or perhaps even post graduate studies in TCM, and has a thorough understanding of complex TCM theory to back up their many years of clinical and theoretical experience.
To be fair, the practitioners in this study may well have been physicians who have also extensively studied TCM. The problem here is that the authors failed to make this distinction bringing the practitioners qualifications, and skill into question.
Treatment
The authors reporting of the acupuncture intervention was actually very good, with a few exceptions that I will cover first. The locations of the points were not specified as belonging to any particular standard, nor were the anatomical location described. This is a shortcoming that is shared with Joos et al, and of most of the research that I read. Also in common with Joos et al., is a failure to give a complete list of points that were used. Again we are treated to an example of other points that were used, leading to the conclusion that this is by no means a definitive list.
To the authors credit, They included the length and gauge of needles, as well as the angle and depth of insertion. However, angle of insertion is only included for the fixed points that were used. Additional points that made the list, were given needle depth, as well as the indication for choosing each point, e.g. 'mucous symptoms: St (stomach) 40; 10 – 15mm, kidney Qi deficiency: Ki (kidney) 6; 2 – 3mm' (2011: 240).
Control Treatment
The control group was a simple non-acupuncture treatment group.
Outcomes and Conclusions
This study in somewhat conflicting. On the one hand they report that acupuncture was completely ineffective in improving pulmonary function, based on a range of function tests, and that it did not improve the patients reported quality of life, as measured by an asthma specific quality of life questionnaire. On the other hand, in the discussion, they tell us that acupuncture had an immunomodulating effect which reduced inflammatory cytokines and processes in the bronchial mucosa, and had a marked impact on asthma related anxiety.
I find it somewhat perplexing to expect patients who are dependant on anti-asthma medication and have a history of chronic use of broncho-dilating inhaled corticosteroids, to show significant improvement in pulmonary function in one month. I find it even more difficult to understand the idea that if you take away someone’s medication, upon which they have been dependant for a long time and which specifically dilates the airways, for an entire day, then make them run for 6 minutes as a provocation test, that you would expect anything other than broncho-constriction to occur.
With these methods, it is hardly surprising that no significant improvement of pulmonary function occurred in the acupuncture group over the control group.
The author’s statement that acupuncture had an effect on reducing inflammatory cytokines, and inflammatory processes in the bronchial mucosa is completely unfounded based on this study. While this statement agrees with previous studies such as Joos et al., it is still not a valid conclusion of the study. No inflammatory markers were measured in this study, therefore no statement should be made about presumed changes in inflammatory cytokine levels, leading to better control of asthma.
A nice outcome of this study is that in measuring with a questionnaire, the patients change in anxiety related to asthma, the authors have confirmed this finding from Joos et al, who only had subjective patient reports as a measurement. While the authors state that acupuncture provided no improvement to quality of life for the patients in the treatment group, I would say that reduced anxiety and fear related to asthma, is probably an improvement.
JADAD
Jadad Calculation

Score
Was the study randomised
0/1
1
Was the randomisation method appropriate
0/1
0
Double Blinded
0/1
0
Blinding described and appropriate
0/1
1
Description of withdrawals and dropouts
0/1
1
Randomisation described but inappropriate
0/-1
0
Described as double blind but blinding inappropriate
0/-1
0
Total Jadad Score

3

General Remarks


There does not appear to be much in the way of recent, well performed, research into the efficacy of acupuncture as a treatment for asthma. Certainly the material reviewed here leaves a lot to be desired in terms of quality methodology in the clinical trial and the quality of the reporting. This especially seems to be the case when it comes to reporting the treating acupuncturists credentials, what point location standards were utilised, using a fixed treatment protocol so as to provide a specific set of points to which any significant change can be attributed and when using a variable point prescription actually providing an exhaustive list of every point that was needled during the course of the study. Without these fundamental issues being addressed it is my opinion that the research cannot be considered to be thorough.
Criticisms aside, it is very encouraging to see the results obtained by Joos et al, pointing to the immunomodulating effects of acupuncture in patients with asthma. It would be especially interesting to see more studies along similar lines that aim to measure both immune markers and changes in pulmonary function in patients with a new diagnosis of asthma who have not yet started on conventional treatment. I would say the future looks strong for research into acupuncture and asthma, and hopefully the effect of acupuncture on immune responses.

Appendix 1

Patterns of asthma according to various authors

Deficient patterns of asthma


Shi
Wu and Fischer
Cheng
Patel
Lung Xu
Spontaneous sweating, aversion to wind, slight wheezing sound in the throat, induced by changes in weather. In the aura stage there will be sneezing and nasal congestion with clear, watery discharge. Shortness of breath, low voice, pale complexion, and clear white sputum. Pale tongue with thin white coat, Weak and thready pulse.
Shortness of breath, feeble voice, weak forceless coughing and wheezing, spontaneous perspiration, sensitivity to draughts, expectoration of thin runny phlegm. Tongue: pale. Pulse: weak

Pale complexion, spontaneous sweating, aversion to cold, shortness of breath, tiredness, sneezing, stuffy nose. Tongue: Pale with thin white coat. Pulse: Thin fast and weak.
Short and quick breathing, weak and low voice, hydrosis, weak pulse.
Spleen Xu
Poor appetite, epigastric and abdominal distension, loose stools and wheezing elicited by excessive consumption of cold, raw, sweet, and greasy food. Shortness of breath, low weak voice and fatigue. Tongue with thin greasy or white moist coating. Pulse thready weak and soft.
No pattern
Pale complexion, poor appetite associated with phlegm, lassitude, loose stool, or diarrhoea. Tongue: Swollen, thick greasy coating. Pulse: slow and slippery.
No pattern
Kidney Xu
Shortness of breath, shallow rapid breathing aggravated by exertion, more difficulty inhaling than exhaling, wheezing triggered by exertion and fatigue, soreness and weakness of the lower back and knees.


Kidney Yang Xu – cold intolerance, cold limbs , pale complexion and spontaneous complexion. Swollen tongue with white coating, Deep thready pulse.


Kidney Yin Xu – Red cheeks, irritability, sensation of heat and night sweating. Red tongue with scanty coating. Thready rapid pulse.
Persistent wheezing aggravated by physical exertion, shallow inspiration, shortness of breath, difficulty in maintaining regular rhythm of respiration, fatigue, lassitude, physical cold, cold extremities and greenish complexion, Tongue: Pale. Pulse: Deep, weak, and thready.
Dark complexion, shortness of breath and becoming quite severe after activities, associated with heart palpitations, dizziness, ringing ears, soreness, weakness, and cold lower back and knees. Tongue: Pale with a thin white coat. Pulse: Thin and weak.
Dyspnoea upon exertion, chilliness with cold extremities, deep thready feeble pulse.
Heart Qi and Yang Xu
No pattern
No pattern
Heart palpitations, sweating, restlessness, green or purple colour on the lips, nails and tongue. There may be a cold or freezing sensation in the extremities. Tongue: Dark with a white coat. Pulse: Tiny, weak and irregular.
No pattern


Excess patterns of asthma


Shi
Wu and Fischer
Cheng
Patel
Wind-cold invading the lung
Xiao Zheng pattern – Rapid breathing with wheezing sound in the throat, stifling sensation in the chest and diaphragm, scanty sputum that is difficult to expectorate, and wheezing aggravated by cold weather. Dull complexion, no thirst, aversion to cold and cold limbs. Tongue White moist coat. Pulse: wiry tight or floating tight.


Chuan Zheng pattern – Audible signing dyspnea with coughing and gasping, rapid breathing, stifling sensation in the chest, and abundant thin white sputum. Aversion to cold, fever, headache, absence of sweating and no thirst. Tongue: Thin white slippery coating. Pulse: Floating and tight
Rapid, laboured breathing, oppression in the chest, coughing and expectoration of this white and sometimes foamy phlegm. Aversion to cold, fever, headache, lack of perspiration without apparent thirst and aching joints. Tongue: Thin white coat. Pulse: Tight and floating.
Fullness and distress in the chest, and dyspnea that are associated with wheezing sound in the throat, cough with thin sputum, headache, frequent attacks during the cold seasons or caused by cold. Tongue: Pale with moist or greasy coating. Pulse: Floating and tight.
Cough with thin sputum, shortness of breath. Usually there are accompanying symptoms of fever, chills, anhydrosis, white coating on tongue, superficial pulse.
Turbid phlegm accumulation in the lung
Audible sighing Dyspnea, stifling sensation in the chest, cough, copious sticky white sputum that is difficult to expectorate. Poor appetite, sticky sensation in the mouth, no thirst, nausea and vomiting. Tongue: Thick white greasy coating. Pulse: Slippery
No Pattern
No Pattern
No Pattern
Phlegm-heat accumulation in the lung
Xiao Zheng pattern - Heavy breathing sound with high-pitched wheezing choking cough, and thick sticky yellow sputum that is difficult to expectorate. Anxiety, sweating, red face, thirst with desire to drink, headache, fever and aversion to wind. Tongue: Red with yellow greasy coating. Pulse: Slippery rapid or slippery wiry.


Chuan Zheng pattern – Audible sighing with dyspnea, heat sensation in the chest with distension and pain, coughing up copious thick yellow sputum that might be blood tinged. Thirst with desire to drink cold beverages, irritability, red face, dry throat, dark urine, and constipation. Tongue: Yellow greasy coating. Pulse: Slippery and rapid.
Short rapid respiration, loud husky voice, wheezing, coughing, oppression in the chest, expectoration of thick yellow phlegm, fever, perspiration, thirst with preference for cool drinks, constipation and dark urine. Tongue: yellow slimy coating. Pulse: rapid and slippery.
Dyspnea with wheezing, irritability, oppressed sensation in the chest, gasping for breath, cough with yellowish thick sputum, red complexion, fever, sweating, thirst, and onset closely associated with the warmer seasons. Tongue: Red with yellow greasy coating. Pulse: Slippery and rapid.
Rapid and coarse breathing, stifling sensation in chest, thick purulent sputum, thick yellowish coating on tongue, rapid rolling and forceful pulse.
Stagnant qi obstructing the lung
Sudden attacks of breathlessness elicited by emotional stress, rapid short breathing with a suffocating sensation or constriction in the throat, chest oppression and pain. Insomnia, palpitations, stuffiness and pain in the hypochondriac and chest regions. Tongue: Thin white coating. Pulse: Wiry


No Pattern
Exterior cold with lung heat
Audible sighing dyspnea, rapid breathing, chest distension or pain, dilated nostrils, and stick yellow sputum that is difficult to expectorate. Slight aversion to cold, fever with or without sweating, thirst, irritability, and headache. Tongue:Thin white or yellow coating. Pulse: Floating or slippery and rapid.


No Pattern


Bibliography

Cheng D 1996. Acupuncture and Moxibustion Formulas & Treatments, Blue Poppy Press, Boulder.
Deadman P, Al-Khafaji M, Baker K 2007. A Manual of acupuncture, Journal of Chinese Medicine Publications, United Stated of America.
Deadman P, Al-Khafaji M, Baker K 2011. A Manual of acupuncture: iPad application, Journal of Chinese Medicine Publications, United Kingdom.
Maciocia G 2006. The Foundations of Chinese Medicine: A Comprehensive Text for Acupuncturists and Herbalists, Churchill Livingstone, China
Mitchell C, Ye F, Wiseman N 1999. Shang Hun Lun: On Cold Damage, Paradigm Publications, United States of America.
Patel JK 2001. Clinical Acupuncture, Health Harmony, Delhi.
Joos S, Schott C, Zho H, Daniel V, Martin E 2000. 'Immunomodulatory Effects of Acupuncture in the Treatment of Allergic Asthma: A Randomized Controlled Study', The Journal of Alternative and Complementary Medicine, vol. 6, no. 6, pp. 519-525.
Shi A 2003. Essentials of Chinese Medicine: Internal Medicine, Bridge Publishing Group, Hong Kong.
Tortora GJ, and Derrickson B 2009. Principles of Anatomy and Physiology, Wiley and Sons, United States of America.
Wang J, Robertson J 2008. Applied Channel Theory in Chinese Medicine: Wang Ju-Yi's Lectures on Channel Therapeutics, Eastland Press, Seattle.
Wu Y, and Fischer W 2009. Practical Therapeutics of Traditional Chinese Medicine, Paradigm Publications, United States of America.
Mu J, Xiao F 2000. Advanced TCM Series: Acupuncture and Moxibustion,
books.google.com.au/books?id=9kIe4QL-zz4C&printsec=frontcover
Yan C, Zhu Y 2005. The Treatment of External Diseases with Acupuncture and Moxibustion, Blue Poppy Press, Boulder.
Yan S, Li Z 2011. Pathomechanisms of the Lung: Fei Bing Zhi Bing Ji, Paradigm Publications, United States of America.
books.google.com.au/books?id=YD07SVDKk4wC&printsec=frontcover

Wednesday, 29 May 2013

Depression in Chinese Medicine

Jimi Windmills
Introduction
Depression is a psychiatric illness that can potentially be very serious. It involves symptoms like depressed or sad mood, difficulty sleeping or oversleeping, loss of interest or pleasure in activities, energy loss, changes in weight, psychomotor changes, feelings of worthlessness, and thoughts of death or suicide (Wu et al. 2012: 398). It constitutes a major public health problem, worldwide. The World Health Organisation declared that the burden of depression is expected to be second only to heart disease by 2020, and by 2030 the single largest contributor to disease burden (WHO 2012: 14).
Depression includes major depressive disorder (MDD), minor depression (MinD), postpartum depression (PPD), antenatal depression, geriatric depression, childhood depression, vascular depression, organic depression, post stroke depression (PSD), drug induced depression, and depression alongside other diseases. MDD is common and is often debilitating. Prevalence of MDD is estimated to be between 5% and 13% for women and between 2% and 8% for men. Over 80% of people who commit suicide have been diagnosed as clinically depressed in the months leading up to their deaths (Wu et al. 2012: 398). In a clinical setting as an acupuncturist, a great many patients that we see could be diagnosed as having some form of depression. Most people have experienced, or are close to someone who has experienced depression. It is for these reasons that I have chosen to write here about depression.
I will first conduct a literature review, briefly outlining a few of the most recently conducted studies on the treatment of depression with acupuncture. I will then explore the topic of depression from both Traditional Chinese Medicine (TCM) and biomedical viewpoints, with reference to the literature. I will highlight what I believe to be some of the advantages and pitfalls of acupuncture research as it is currently performed, and make some suggestions for methodological improvement that may strengthen future clinical studies into the efficacy of acupuncture as a safe and effective treatment for depression.
Literature Review
Since space does not allow for a comprehensive literature review, which is normally done either as an assignment in its own right, or as part of a post graduate thesis, I will concentrate my literature review on a systematic review of acupuncture and depression, and a selection of randomised controlled trials (RCTs). By searching various databases as well as google scholar, I found 9 Clinical trials, 6 systematic reviews, and a few journal articles involving acupuncture and depression.
The Physiological Mechanism of Acupuncture for Depression: 
Correlating East and West

Recent studies on the physiological mechanisms of acupuncture suggest that it mediates signals that regulate the exchange of information through an interconnected plexus of channels, which restores balance and enhances adaptability. Acupuncture points can be likened to integrated nodes in a functional network. Depression and anxiety as well as other psychiatric symptoms are associated with particular neurotransmitters, especially serotonin, dopamine, noradrenaline and an array of endorphin hormones. Depression has also been associated with a deregulation of the HPA axis1. Both animal and human studies have shown that acupuncture has a demonstrable physiological effect and that it may modulate the neural functioning involved in the pathophysiology of affective disorders. Acupuncture is thought to influence immune and neuroendocrine systems, and it may treat depression by balancing levels of serotonin, noradrenaline, dopamine, endorphins, and glucocorticoids by stimulating hypothalamic and hippocampic response (Wu et al. 2012: 399).

According to Wu et al. acupuncture aims to restore health and maintain balance by stimulating acupuncture points utilising a variety of techniques. Diagnosing depression in a patient is done by differentiating underlying physiological and energetic imbalances and targeting treatment in an individualised way to restore optimal function and promote adaptability within the body to maintain health (Wu et al. 2012: 398). The TCM practitioner analyses and identifies patterns in the signs and symptoms gathered from taking a patients personal and medical history and from physical examination. For different patterns in the same disease group, different therapeutic interventions would be applied (Wu et al. 2012: 398).

In TCM, the aetiology of mental disorders is the deregulation of the seven emotions, which are joy, contemplation, worry, sorrow, fear, shock and anger which damage the internal zang-fu. When one of the emotions becomes excessive, its related zang-fu may begin to malfunction which can result in mental and emotional disorders as described in the Nei Jing Su Wen (The Yellow Emperor's Inner Canon). According to Veith, excessive anger damages the liver (2002: 42), excessive joy damages the heart (2002: 119), excessive thinking damages the spleen, excessive grief damages the lung (2002: 120), and excessive fear damages the kidney (2002: 120).

In their systematic review Wu et al. examines the use of acupuncture in treating a broad spectrum of depressive disorders including; MDD, MinD, antenatal, PPD, menopause, geriatric, and PSD. Interestingly, this paper also goes into detail on the effects of acupuncture augmentation of anti-depressant medication in depression. In general they find that acupuncture as a stand-alone therapy for the majority of these disorders to be relatively effective. In the MDD trials reviewed, while certainly out-performing the 'wait-list' group, neither acupuncture group (real or sham) performed significantly better than the other (Allen et al. 2006: 1665-73). Two other trials; Luo et al. and Brewington et al. found comparable decreases between electro-acupuncture and maprotiline and electro-acupuncture and tricyclic amitriptyline respectively (Brewington et al. 1994 and Luo et al. 1998). A study on acupuncture for geriatric depression conducted by Pavao et al. investigated acupunctures effect on stress related psychological symptoms and cellular immunity by comparing young adults to elderly subjects. Depression, anxiety and stress were measured using self assessment questionnaires. As well as reducing depression, anxiety and stress the study demonstrated a raise in T-cell proliferation. This was especially apparent in the elderly group. Interestingly, there was no change in cellular sensitivity to dexamethasone2, and the outcomes suggest that acupuncture may decrease psychological distress and cellular immunosenescence3. A study of post stroke depression compared acupuncture to fluoxetine and found that they had comparable success rates in treating depression. However, acupuncture had fewer adverse effects (Li et al. 2011: 3-6). Perhaps one of the most interesting aspects in this systematic review is on acupunctures ability to mitigate some of the unpleasant side affects of anti-depressant (AD) medication. As Hu et al. points out, AD medication can have some pretty appalling side effects including, but certainly not limited to; nausea, weight gain, cognitive impairment, drowsiness, insomnia and sexual dysfunction (2004: 959-65). Acupuncture has proven effective in clinical trials for managing many of these side effects. Mehling et al. found acupuncture to be effective in reducing nausea (2007: 258-266), Wang et at. found acupuncture effective in managing weight gain (2007: 26-27), and both Engelhardt et al. (2003: 343-346) and Kho et al. (1999: 41-46) found acupuncture to be effective as a treatment for erectile dysfunction.

Discussion

By and large, authors of journal articles are overwhelmingly and almost without exception, in support of the use of acupuncture as an effective treatment for depression. Unfortunately the vast majority of systematic reviews and clinical trials find that acupuncture is only slightly better then pharmaceutical treatment, and conclude that it is best suited as an adjunctive treatment, to support pharmaceutical treatment and to offset some of the adverse reactions to AD medication (Wu et al. 2012: 402).

So why such a discrepancy between the positive clinical outcomes of experienced acupuncturists, and the mediocre outcomes of clinical trials? Journal articles that deal with case studies, case series, or provide general discussion on the treatment of depression are generally extremely informative, very well written, and of excellent quality. This is especially so when it comes to reporting case studies. The benefit of case studies, is that the author does not need to adhere to rigorous protocols for treatment and reporting. Nor do they need to worry about inclusion or exclusion criteria. Patients each receive individualised differential diagnosis, and are treated accordingly. This typically results in excellent outcomes for patients. This is how clinical reporting has been done for the vast history of Chinese medicine, and is reflective of how patients are treated in private practise. It can be extremely beneficial and can contribute valuable knowledge and helps to inform our practise, and shapes the way we approach the treatment of depression, or any other condition we may learn about in this way. The downside of this is that patients who experience little or no beneficial outcome are rarely reported in case studies. Because of this bias, case studies are seen to provide the lowest level of the evidence, on the level of evidence pyramid, and thus are given almost no credence by western medicine.

Clinical trials on the other hand, can be very useful in determining the efficacy of an intervention for a particular condition. However, there are problems with running clinical trials to evaluate the efficacy of acupuncture, if the patients diagnosis is performed using western diagnostic criteria, such as the DSM-IV or the newly published DSM-V. Inclusion criteria are usually set to include many patients, who would have vastly different conditions from a Chinese medicine perspective. Depression, from a TCM standpoint may arise from a number of very different patterns of disharmony, each with differing aetiology, pathogenesis and disease courses. In TCM these would all be treated as unique cases and each of these patients would be treated with very different sets of acupuncture points. In a clinical trial evaluating acupuncture as a treatment for MDD for example, you may have 50 patients in a treatment group, who all have a western diagnosis of MDD. It is highly unlikely that these patients would all be given the exact same diagnosis by an experienced acupuncturist, yet in a clinical trial, they are all treated with the same set of points, which may be reasonable as points to treat a few of the participants, but for the majority of the participants, are going to be completely inappropriate to treat their pattern of depression. To illustrate this, here is a list of different patterns of depression according to Giovanni Maciocia; Deficiency of heart and spleen, heart and kidneys not harmonised, deficiency of heart and gallbladder, liver and kidney yin deficiency with liver yang rising, deficiency of kidney essence, yin deficiency with empty heat, phlegm-heat harassing upwards, liver qi stagnation, qi stagnation giving rise to heat, heart fire, blood stasis and stomach-qi not harmonised (Maciocia 2009: 353).

This is the nature of set point-protocol style clinical trials, and in a lot of cases this may be responsible for what seems like a poor response by patients to acupuncture, when in reality it speaks more to that fact that the study was poorly designed and the diagnosis of the patients was not adequately performed to be able to provide them with an appropriate treatment. This would be similar to taking 50 patients all with different types of cancer for example, and giving them all the same dose of generic medication, then concluding that the medication was ineffective as a cancer treatment, because only a few of the participants in the trial experienced any sort of benefit.

Because of the flaws in the current trend of clinical trails and evidence based medicine, acupuncture will find it difficult to really distinguish itself as an excellent stand-alone treatment for the large number of conditions, that we as acupuncturists know respond exceptionally well to the treatment we provide. There are other issues with the current system of double-blinded placebo controlled RCTs that make it a poor methodological choice for acupuncture trials. Placebo and sham acupuncture are very poorly performed in the majority of trials. Double blinding is essentially impossible. The acupuncturist performing the treatments in the trial can always tell the difference between a sham, non-penetrating needle and a real needle that penetrates the skin, thus there is no blinding of the practitioner. The counter-productive effects of using sham acupuncture are well known to those who research sham and placebo methods, as Hennessey states;

Acupuncturists eager to demonstrate the effect of their procedures complied to the rules for doing a random controlled trial, inventing the sham acupuncture intervention, so that they could do blind studies like the mainstream researchers and statisticians who dominate the world of university medical research. In many studies this approach seems to have worked against them. Studies were not big enough, or sham and true acupuncture performed at statistically similar levels, demonstrating insignificant benefits from true acupuncture (2012: 6).

Using non-acupuncture points as placebo is also obvious to the practitioner, as is using points that you would not normally use in patterns of depression, since when stimulating the skin you cannot avoid having a physiological effect. As Hennessey continues;

As an art acupuncture is often practised in different styles. These disparate styles affect different regions of the body: tapping done on the surface of the skin, needling acupuncture points deeply, and subcutaneous needling have their adherents. Practitioners often combine treatment styles for what they believe will be an optimum benefit. Creating an adequate sham seems to be a difficult illusion. Without fully understanding the physiological mechanisms that acupuncture influences, penetrating the surface or even engaging the surface of the skin can have effects (2012: 7).

In the end, even studies that show exceptional results in favour of acupuncture are not particularly useful in informing the practise of TCM therapists who are treating the public in private clinics. A good acupuncturist will always perform a differential diagnosis of a patient, taking into account their personal history and constellation of signs and symptoms, make a diagnosis, form a treatment principle, and then select points based on that information, and then use techniques they deem to be the most clinically effective for the case. It will never be the case that an experienced acupuncturist will just use some protocol dreamed up as globally applicable in the most recent positive study published, and apply it verbatim.

In future, research should be conducted in one of the following ways; Head to head trials comparing acupuncture to some other intervention, where you have two groups of participants. An acupuncture only group and a medication group. The acupuncture group would either be bound by more rigorous inclusion/exclusion criteria, i.e. only liver qi stagnation pattern subjects are included, and they must also have the same underlying patterns of disharmony. This would be difficult since it would take a long time to get the numbers needed to treat if you only include patients with liver qi stagnation depression as the main complaint, with liver fire harassing the heart style insomnia, and spleen qi deficiency as an underlying pattern. A more logical way to go about head to head studies to test the efficacy of acupuncture in treating depression, is to actually treat the patients in the same way they would be treated by an acupuncturist in a private clinic. A patient comes in with a main complaint of depression, the treating acupuncturist performs a full differential diagnosis, forms a treatment principle and point prescription, and the patient is then treated over the course of the trial, with variations to their treatment at the discretion of the practitioner, in the same way it would be in private practise. This is the only way to study weather or not acupuncture is effective as a treatment for any condition. You cannot study how a fish breathes underwater, if you put it in a tank filled with air. You cannot evaluate acupuncture if you do not study it in the context in which it is actually performed in the real world. MacPherson et al. goes some way toward achieving this. In their study outline of a proposed RCT, they describe a three arm approach where acupuncture combined with usual care (medication), is compared to counselling combined with usual care, and a third arm, of participants who receive usual care alone. In this proposal for research they intend to have registered acupuncturists with a minimum of 3 years experience after registration, perform a TCM differential diagnosis, and treat their patients accordingly (2012: 3). My only contention with this study proposal is that the acupuncture group is also receiving medication, which in the end restricts the amount of valuable data available to assess acupuncture as a stand-alone therapy against usual care. I do feel that this approach, in terms of differential diagnosis, and individualised treatment, is a step in the right direction for acupuncture research. Unfortunately, the outcomes of this proposed trial have not yet been published.

Conclusion

To conclude, this essay has evaluated key research on the treatment of depression with acupuncture. I have taken into consideration both the outcomes of the research reviewed, and the methodological quality of the research. I have drawn attention to the marked contrast in treatment outcomes between practitioners in private practise, and the results obtained in clinical trials, and posited a theoretical basis for this discrepancy, based on the inadequacy of contemporary research methods for evaluating the efficacy of acupuncture as a stand-alone therapy. I believe this conclusion to be equally valid within the field of depression research, and the methods employed in studying acupuncture as an intervention for a whole spectrum of both psychological and physiological disorders. I believe that the obvious pitfalls inherent in sham and placebo acupuncture will, in the near future impact on the way acupuncture research is performed, and the idea of RCT being the gold standard of scientific research will inevitably change. This should result in more accurate and positive outcomes for researchers, acupuncturists, and most importantly our patients who come to us for treatment.

Bibliography 
Allen J, Schnyer R, Chambers A 2006. 'Acupuncture for Depression: A Randomized controlled trial', Joutnal of Clinical Psychiatry, Vol. 67, pp. 1665-1673.
Aw D, Silva A, Palmer D 2007. Immunosenescence: Ermerging Challenges for an Ageing Population, Immunology, vol. 120, no. 4, pp. 435-446.
Brewington V, Smith M, Lipton D 1994. 'Acupuncture as a Detoxification Treatment; an Analysis of Controlled Research', Journal of Substance Abuse Treatment, vol. 11, pp. 289-307.
Clavey S 2013. 'The Treatment of Postnatal Depression with Chinese Herbal Medicine and Acupuncture', Journal of Chinese Medicine, no. 101, pp. 19-24.
Gallagher S, Allen J, Hitt S, Schnyer R, Manber R 2001. 'Six-Month Depression Relapse Rates Among Women Treated With Acupuncture', Complementary Therapies in Medicine, vol. 9, pp. 216-218.
Hu XH, Bull SA, Hunkeler EM 2004. 'Incidence and Duration of Side Effects and Those Rated as Bothersome with Selective Serotonin Reuptake Inhibitor Treatment for Depression: Patient Report Versus Physician Estimate', Journal of Clinically Psychiatry, vol. 65, pp. 959-965.
Li HJ, Zhong BL, Fan YP 2011 'Acupuncture for Post-Stroke Depression: A Randomized Controlled Trial', Zhongguo Zhen Jiu, vol. 31, no. 1, pp. 3-6.
Luo HC, Shen YC, Jia YK 1998. 'Clinical Study of Electro-Acupuncture on 133 Patients with Depression in Comparison with Tricyclic Amitriptyline'. Zhong Xi Yi Jie He Za Zhi [Chinese Journal of Modern Developments in Traditional Medicine], vol. 8 pp. 77-80.
Maciocia G 2009. The Psyche in Chinese Medicine: Treatment of Emotional and Mental Disharmonies with Acupuncture and Chinese Herbs, Churchill Livingstone Elsevier, China.
MacPherson H, Richmond S, Bland J, Lansdown H, Hopton A, Kang'ombe A, Morley S, Perren S, Spackman E, Spilsbury K, Torgerson D, Watt I 2012. 'Acupuncture, Counseling, and Usual Care for Depression (ACUDep): Study Protocol for a Randomized Controlled Trial', Trials, vol. 13, no. 209, pp. 1-7.
MedlinePlus 2013. 'Dexamethasone Oral', viewed 20 May 2013, http://www.nlm.nih.gov/medlineplus/druginfo/meds/a682792.html
Mehling WE, Jacobs B, Aeree M 2007. 'Symptom Management with Massage and Acupuncture in Postoperative Cancer Patients: A Randomized Controlled Trial', Journal of Pain Symptom Management, vol. 33, pp. 258-266.
Mitrovic I 2013. 'Introduction to the HypothalamoPituitary-Adrenal (HPA) Axis', University of California: San Francisco', pp. 465-85. viewed 20 May 2013, http://biochemistry.ucsf.edu/programs/ptf/mn%20links/HPA%20Axis%20Physio.pdf
Pavao TS, Vianna P, Pillât MM 2010. 'Acupuncture is Effective to Attenuate Stress and Stimulate Lymphocyte Proliferation in the Elderly', Neuroscience Letters, vol. 484, pp. 47-50.
Schnyer R 2011. 'Commentary on the Cochrane Review of Acupuncture for Depression', Explore, vol. 7, no. 3, pp. 193-197.
Schnyer R, Allen J 2002. 'Acupuncture in Depression and Mental Illness', Contemporary Chinese Medicine and Acupuncture, pp. 330-349.
Scott J 2009, 'Teenage Depression and Acupuncture', Journal of Chinese Medicine, no. 90, pp. 60-64.
Tufan Z, Arslan H, Yildiz F, Bulut C, Irmak H, Kinikli S, Demiroz A 2010. 'Acupuncture for depression and myalgia in patients with hepatitis: an observational study', Acupuncture in Medicine, vol. 28, pp. 136-139.
Veith I 2002. Yellow Emperor's Classic of Internal Medicine, University of California Press, United States of America.
Wang B, Lei F, Cheng G 2007. 'Acupuncture treatment of obesity with magnetic needles—a report of 100 cases', Journal of Traditional Chinese Medicine, vol. 27, pp. 26-27.
WHO 2012. World Health Organisation, Depression: A Global Crisis: World Mental Health Day, October 10 2012: World Federation for Mental Health, viewed 20 May 2013, http://www.who.int/mental_health/management/depression/wfmh_paper_depression_wmhd_2012.pdf.
Wu J, Yeung A, Schnyer R, Wang Y, Mischoulon D 2012. 'Acupuncture for Depression: A Review of Clinical Applications', Canadian Journal of Psychiatry, vol 57, no. 7, pp 397-405.
Zhang W, Yang X, Zhong B 2009. 'Combination of Acupuncture and Fluoxetine for Depression: A Randomized, Double-Blind, Sham-Controlled Trial', The Journal of Alternative and Complementary Medicine, vol. 15, no. 8, pp. 837-844.


Footnotes

1 The hypothalamic-pituitary-adrenal axis (HPA axis) is a complex set of direct influences and feedback interactions among the hypothalamus, the pituitary gland, and the adrenal glands. The interactions between these organs comprise the HPA axis, a major part of the neuroendocrine system that controls reactions to stress and modulates many body processes, including the immune system, sexuality, mood and emotions, digestion and energy storage and expenditure (Mitrovic 2013: 465-85).

2 Dexamethasone, is a corticosteroid. It is similar to a natural hormone produced by your adrenal glands. It is often used as a replacement for this chemical when it is not produced in sufficient quantities naturally. It reduces inflammation and treats certain forms of arthritis; blood, skin, thyroid, kidney, eye, and intestinal conditions as well as severe allergies and asthma. It is also used to treat certain types of cancer (MedlinePlus 2013).


3 Immunosenescence refers to the gradual deterioration of the immune system brought on by natural age advancement. It involves both the host’s capacity to respond to infections and the development of long-term immune memory. It is thought to be a major contributor to the increased frequency of morbidity and mortality among the elderly (Aw et al. 2007: 435-446).

Conjunctivitis


Jimi Windmills

Introduction
Conjunctivitis is an inflammation of the conjunctiva, the connective tissue which lines the inside of the eyelid (palpebral conjunctiva) and folds back on itself to cover the sclera of the eye (bulbar conjunctiva). It is a common condition seen in emergency departments, roughly 30% of all ocular complaints are due to some form of conjunctivitis (Silverman et al. 2013).
The term conjunctivitis refers any inflammation of the conjunctiva. However, there are some aetiologies which are more common; Viral, bacterial, fungal, parasitic, toxic, chlamydial, chemical, and allergenic (Silverman et al. 2013). It is generally considered that viral aetiologies are most prevalent, however, a study by Fitch et al., found that viral conjunctivitis has a higher incidence in summer, while bacterial infections occur more frequently in winter and spring (1986: 1215-20). An article published in the American Journal of Ophthalmology by Fannin et al., found that store merchandise display hooks pose a risk of conjunctival laceration, which in turn could lead to irritation of the conjunctiva or a potential bacterial infection (1995: 397-9). However, one assumes this would constitute a very small percentage of cases.
Conjunctivitis is an interesting topic due to it having a diverse set of aetiologies, and relatively simple disease process. It is a condition that I have seen before, but as yet, have not had the opportunity to treat.
Western Medicine
Anatomy and Physiology.
The upper eyelid has five layers, from the most exterior skin layer, through the orbicularis muscle, the levator aponeurosis and muscle, the tarsal muscle, and the most interior layer, the conjuctiva. The lower eyelid has a similar build, but lacks clearly defined muscle and aponeurosis. The eyelids have cilia (eyelashes) which extend from follicles which are surrounded by nerve plexuses which exhibit a low threshold for tactile excitation. Each follicle has several sebaceous (Zeis) glands, which secrete sebum to the border of the eyelid, and base of the eyelashes (BenEzra 2006: 21).
In addition to the Zeis glands, there are also sebaceous glands in the tarsal plates, these Meibomian glands are arranged in a row, posterior to the lashes, and are visible through the conjunctiva as a thin white band. In addition to many sweat (Moll) glands, the eyelids also have primary lacrimal glands, as well as accessory lacrimal glands (glands of Krause and Wolfring), which produce the watery component of tears (BenEzra 2006: 21).
Tears in brief, form an antibacterial film covering the palpebral and bulbar conjunctiva, and the cornea. They lubricate the eye to enable blinking, and as well as removing cell debris and foreign material from the eye, provide the tissue of the ocular surface with oxygen and nutrients (BenEzra 2006: 22).
Clinical Pathology of Conjunctivitis
There are several systems that have been developed to grade the severity of conjunctivitis. The Ocular Surface Disease Index (OSDI), scores the length of time a symptom has been present; The Severity Index (SI), in which a patient subjectively scores the severity of a range of symptoms; The Subjective Function Ability Index (SFAI), subjectively measures the patients ability to perform their daily activities; Finally, the grading system developed by the International Ocular Inflammation Society (IOIS), the Grading of Symptoms and Signs (GOSAS), which is an extremely comprehensive grading system used to score the severity of ocular surface diseases, including conjunctivitis (BenEzra 2006: 41-2). See appendix 1.
Acute Conjunctivitis
The following signs and symptoms are usually apparent in acute conjunctivitis
  • Edema – In conjunctivitis, referred to as inflammatory chemosis, involves the migration of fluids from the capillaries of the conjunctiva, into the subconjunctival tissue. This is a result of increased permeability of vessels due to the inflammatory response, and reduced flow of blood and lymph in the local area (BenEzra 2006: 50).
  • Hyperemia – Responsible for the red appearance of the eyes, is due to vasodilation as an inflammatory response, leading to engorged blood vessels in the conjunctiva (BenEzra 2006: 50).
  • Exudate - The discharge seen in conjunctivitis, may be useful in differential diagnosis. The discharge is composed of tears, mucus, plasma components, inflammatory cells, and epithelial debris. Different aetiologies will lead to different proportions of these components making up the discharge. Thus, the discharge may be watery, mucoid, serous, purulent or mucopurulent. While it is not definitive, a watery discharge may indicate the beginning of a viral infection, Serous and mucoid discharges are often found with allergic reactions, and purulent and mucopurulent discharge could indicate a bacterial infection (BenEzra 2006: 32).
  • Ulcers – Result from a loss of surface epithelium. Usually deeper than abrasions, and often display some tissue necrosis (BenEzra 2006: 51).
  • Membranes – There are two types, true membranes and psudomembranes. True membranes form from fibrin and cell exudate which permeates and binds the mucous membrane and the conjunctival epithelium. Attempts to remove a true membrane leaves behind torn tissue and a bleeding surface. Psudomembranes form a layer of fibrin and cell exudate which covers the conjunctival epithelium, but can be removes with little or no bleeding (BenEzra 2006: 51).
  • Haemorrhage – When seen in conjunction with inflammation, usually occurs during viral conjunctivitis (BenEzra 2006: 51).
Chronic Conjunctivitis
Chronic conjunctivitis is distinguished from an acute attack by the presence of epithelial and subepithelial cell changes. The following cell changes are most common.
  • Goblet Cells – Can increase in density, and can be found replacing large areas of normal conjunctival epithelium. This in turn may lead to increased mucus secretion (BenEzra 2006: 52).
  • Epithelial Hyperplasia – A thickening, due to more rapid multiplication of the cells in the epithelium, as a result of chronic irritation (BenEzra 2006: 52).
  • Metaplasia – A change in differentiated cells from one type to another. For eg. Squamous metaplasia, where superficial cells become desquamated and flat (BenEzra 2006: 52).
  • Keratinization – Late stage squamous metaplasia of the conjunctival epithelium. Cells become flat and dry like that of the skin due to the production of keratin (BenEzra 2006: 52).
Diagnosis and Treatment
Treatment of conjunctivitis is dependant on its diagnosis. Viral conjunctivitis can generally be diagnosed by taking a patient history, and observing the signs. A recent history of common cold or respiratory tract infection, accompanied by watery discharge is usually sufficient to diagnose a viral cause. Lab tests may be done in more sever cases to rule out herpes simplex, or a varicella-zoster virus. Viral conjunctivitis is generally self limiting, lasting between 3-7 days, and 2-3 weeks in especially bad cases. Dryness and swelling can be relieved with artificial tears and a cool compress. For more serious viral infections, anti-viral medication may be prescribed (CDC 2013).
As with viral conjunctivitis, a bacterial cause can usually be determined by taking the patient history, and by signs and symptoms. If it is accompanied by an ear infection, and there is a thick exudate, it is likely a bacterial infection. In severe cases a sample of the discharge may be taken to assess which bacterium is involved. Bacterial infections are usually treated with antibiotics in the form of eye drops or ointments. Artificial tears and cold packs may help relieve the symptoms (CDC 2013).
Allergic conjunctivitis can also be diagnosed by symptoms, signs, and a patient history. If it typically occurs seasonally, or is accompanied by an intense itch, this may be enough to form a diagnosis. Other signs of allergenic type conjunctivitis may be a history of asthma, eczema, or allergic rhinitis. Allergic conjunctivitis resolves when the allergen is no longer present. Topical antihistamines in the form of eye drops, and allergy medication can also be of some help (CDC 2013).
Traditional Chinese Medicine
In Chinese medicine as in Western medicine, conjunctivitis is recognised as having acute and chronic presentations. The aetiology is generally considered to be an invasion of one of the six pathogenic influences, or from zangfu disturbance, which usually involves the Liver and Gallbladder.
There are six primary channels that travel to the head and either connect with or terminate at the eyes. These are the Large Intestine, Stomach, Small Intestine, Bladder, San Jiao and Gall Bladder channels. To these we can also add the extraordinary vessels Du and Ren, as well as the Chong which has an internal divergent branch which terminates below the eyes. Both the Yin Wei and Yang Wei Mai connect with the eyes, and the Yang Qiao Mai also passes through the area. A special note should be made for the Liver channel, which has an internal divergent branch which connects with the eyes on its way to the vertex of the head. It is through this connecting branch that the liver rules the eyes, and performs its role of nourishing and moistening them. It is easy to see then that there are potentially many factors that could be involved in eye disease, and that disharmony and one or more of these channel systems could either directly affect the eye, or leave the channels, or the eye itself vulnerable to invasion of an external pathogen. This idea is beautifully expressed by Masakazu, who says:
“The eyes are the outward expression of the liver and represent the flowering of the essence of the five Yin organs, the iris is liver wood, the inner and outer edges are the heart fire, the upper and lower lids are the spleen earth and the whites are the lung metal and the pupil is the essence of the kidney water” (2005: 260).
Patterns
There are many patterns in Chinese medicine for conjunctivitis. Some of these fall under the title 'conjunctivitis' while some fall under titles such as reddening of the eyes (Mu Chi) or swollen eyelids (Mu Bao Zhong Zhang). There are also unusual patterns, and patterns that are unique to particular authors. Such patterns as Yin Vacuity of the Liver and Kidneys, and Alcohol toxins brewing internally, fall into this category. With this in mind, I will discuss the two most common patterns, Wind-Heat invasion and Liver and Gallbladder Fire.
Wind-Heat Invasion
Sionneau tells us that people who are constitutionally more Yang will be prone to invasion of external wind-heat. When Wind-Heat invades and attacks the eyes, the bodies defensive Qi will enter a struggle with the pathogenic Qi, and cause stagnation of Qi and Blood in the vessels of the eyes, leading to redness. If the heat is predominant, it may force blood out of the vessels, and haemorrhaging may occur (2007: 61).
According to Mu, invasion of Wind-heat is the most prominent aetiological factor in conjunctivitis. Symptoms include redness, swelling, and pain in the eyes, lacrimation, fever, aversion to wind and a light, thin or yellow tongue coating with a rapid pulse (2000: 393). To these, Sionneau adds a rough sensation in the eyes, nasal congestion, headache and aversion to cold. He also tells us that there may be a thin white coat on the tongue and that the pulse may have a floating quality (2007: 63).
Cheng approaches Wind-Heat a little differently. He says that Wind-heat will invade either the Lung channel, or the Liver and Gallbladder channels. Each pattern has the Wind-Heat picture described by our other authors1, but he differentiates between the two by the appearance of Liver type symptoms such as a bitter taste in the mouth, constipation, dizziness, irritable or angry, a red tongue with a yellow greasy coating, and a pulse which is wiry and slippery (2005: 389).
Treatment of Wind-Heat conjunctivitis should employ the following treatment principle; expel Wind-Heat, clearing the eyes, reduce swelling and alleviate pain.
  • Mu's Points: Taiyang (EX-HN 5), BL2, GB1, Erjian (EX-HN 6), LI4, and LI11 (Mu 2000: 393).
  • Cheng's Points: LI4, LR3, BL1, and Taiyang (EX-HN 5). Additional points for fever and aversion to cold: LU11 and DU23. For Wing-Heat in the Liver and Gallbladder channels: LR2 and GB43 (2005: 389).
  • Sionneau's Points: GB20, DU23, Yuyao (EX-HN 8), Taiyang (EX-HN 9), LI4. Additionally, DU23, Taiyang, Yuyao and LI4 should be bled if heat is predominant. If there is constipation add ST44 (2007: 63).
Liver and Gallbladder Fire
The most common internal disharmony causing conjunctivitis is Liver and Gallbladder excess Fire (Mu 2000: 393). Sionneau elaborates further, saying that Liver and Gallbladder fire is typically generated by emotional disturbances like frustration, anger, or depression. Fire can also arise from externally contracted Damp-Heat, or from spleen insufficiency due to improper diet. We see here the connection of the liver and the eyes, where fire attacks along the channel, pushing blood out of the network vessels, reddening the eyes (2007: 62). This results in conjunctivitis with redness and swelling, pain in the eyes with sticky discharge, bitter taste in the mouth, irritability, dizziness, red tongue with yellow coat and a rapid pulse (Mu 2000: 393).
The treatment principle for conjunctivitis due to Liver and Gallbladder Fire is to clear and purge Liver and Gallbladder Fire, reduce swelling, and alleviate pain.
  • Mu's Points: Taiyang (EX-HN 5), BL2, GB1, Erjian (EX-HN 6), LR2, and GB43 (Mu 2000: 393).
  • Cheng's Points: LI4, ST36, Taiyang, BL1, BL2, SJ23 (2005: 390).
Wang takes a different approach. He views conjunctivitis as a shaoyang disorder, where counter flow of liver and gallbladder fire gives rise to wind-fire rising upward. Along with the presenting complaint of conjunctivitis, there may also be dryness or itchiness of the eyes, tinnitus, dizziness, and high blood pressure, headache, toothache, nasal congestion or vomiting. For this he prescribes SJ5 and GB41. Interestingly, this is an extraordinary point pair for the Dai Mai, and Yang Wei Mai, which clears heat from the head, and from the lower body as well (Wang and Robertson 2008: 555).
Conclusion
Conjunctivitis is a disease of many facets. In western medicine it has as many aetiologies as it does presenting features, and in Chinese medicine, it has as many patterns as there are authors who broach the subject. When it comes down it, in the end there is heat, and there may be a component of wind, or perhaps even damp. The beauty of Chinese medicine is that based on the presentation of the condition on the day you see it, and a description of the onset and course of the disease to date, a simple treatment principle to address to clinical features, and underlying elements, almost suggests itself. Based on this treatment principle it a logical and simple process to form a point prescription, and in all the authors prescriptions above, it is easy to identify their point rational and intentions. That said, I am a little dubious when it comes to needling a point like BL1 in a condition as temperamental as conjunctivitis. In the same way I would be dis-inclined to needle directly into a weeping ulcer on the leg of a diabetic. In a case where the course of the disease has been short, and so far only one eye has been affected, I may, with extreme care and attention to aseptic procedure, needle BL1 on the opposite eye as a contralateral point, but the risk of transfering the infection still seems to outway the benefit of the specific point, especially when there are a lot of other very effective treatment options.

References
Silverman, M, Bessman, E, Chiang, W, Brenner B 2013. Emergent Treatment of Acute Conjunctivitis, Viewed 16 April 2013 http://emedicine.medscape.com/article/797874-overview#a1
Fitch, C, Rapoza P, Owens, S, Murillo-Lopez, F, Johnson, R, Quinn, T, Pepose, J, Taylor, H 1989. 'Epidemiology and Diagnosis of Acute Conjunctivitis at an Inner-City Hospital', Ophthalmology, vol. 98 no. 8 pp. 1215-20.
Fannin, L, Fitch, C, Raymond, W, Flanagan, J, Mazzoli R 1995. 'Eye Injury from Merchandise Display Hooks', American Journal of Ophthalmology, vol. 120, no. 3, pp. 397-9.
Wang and Robertson 2008
Sionneau, P, Gang, L 2007. The Treatment of Disease in TCM: Diseases of the Eyes, Ears, Nose, and Throat, Blue Poppy Press, Kalamazoo.
Mu, J 2000. Advanced TCM Series: Volume 6 Acupuncture and Moxibustion, Science Press, Beijing.

1Redness, swelling, pain, tearing, secretions of mucus, headache and fever with a red tongue and a floating rapid pulse.